Every Role Sees Exactly What It Needs
Ajax Nova surfaces a purpose-built view for each level of oversight — from the analyst managing the task queue to the CCO monitoring filing deadlines and risk thresholds. No shared spreadsheets. No manual status updates.
Reports Processed This Week
Exception Queue
Customer Reserve — debit item variance >$50K
Requires senior review before approval
FOCUS — prior period restatement detected
Reconciliation required
FOCUS Report Q3
Agent-7
Net Capital 15c3-1
Agent-3
FR Y-15 Systemic Risk
Agent-2
Agent Throughput — 30 Days
↑ 18%Analyst — Task Queue & Exception Management
Analysts see every agent-prepared draft the moment it is ready. The task queue surfaces pending reviews, in-progress items, and flagged exceptions in a single view — no inbox hunting, no spreadsheet triage.
Senior Manager — Review Backlog & Agent Performance
Senior managers oversee the review pipeline across agents and workflows. Completion progress, approval status, and 30-day throughput trends give a clear picture of where the team stands before any deadline.
Executive — Efficiency, Risk & Audit Summary
Executives get a rolled-up view of operational efficiency and compliance posture. KPI tiles, a live compliance status indicator, and a recent audit trail give leadership the signal they need without the noise.
CCO — Filing Calendar & Key Risk Indicators
The CCO view is built around regulatory deadlines and risk thresholds. Upcoming filings with status, key risk indicators against their regulatory minimums, and an audit readiness checklist give compliance officers the oversight posture they need.
The Full Oversight Stack
Each dashboard is purpose-built for its audience. Together they form a complete, real-time picture of every regulatory workflow — from raw data ingestion to final filing.
Reports Processed This Week
Exception Queue
Customer Reserve — debit item variance >$50K
Requires senior review before approval
FOCUS — prior period restatement detected
Reconciliation required
FOCUS Report Q3
Agent-7
Net Capital 15c3-1
Agent-3
FR Y-15 Systemic Risk
Agent-2
Agent Throughput — 30 Days
↑ 18%Report Status
Hours Saved / Week
↑ 48%Compliance Status: Satisfactory
2 items pending senior review
Recent Audit Trail
Upcoming Filings
Audit Readiness
Net Capital %
↑ 9%Min: 150%
Open Exceptions
↓ 75%Threshold: 5
Key Risk Indicators
Audit Readiness
See These Dashboards Running on Your Data
We configure each view to your firm's specific workflows, report types, and approval hierarchy. Request a demo to see a live walkthrough with your own regulatory context.